PECB ISO 9001 Lead Auditor Exam Practice Questions (P. 2)
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Question #6
Which two of the following are included in the objectives of the ‘stage I initial certification audit’? (Choose two.)
- ATo evaluate the internal audit and management review processes.
- BTo evaluate the preparedness of the organization for a Stage 2 audit.
- CTo evaluate the performance of monitoring and reviewing activities.
- DTo make a decision on certification to ISO 9001:2015.
- ETo review the quality manual.
- FTo evaluate the operational processes of the organization.
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Question #7
Which two of the following may be changed once a Stage 2 certification audit has commenced? (Choose two.)
- AAgreed language of the audit
- BAudit scope
- CAudit plan
- DAgreed standard for the audit criteria
- EAudit checklists
- FIncrease of audit duration
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Question #8
DRAG DROP -
In the context of a second-party audit, match the activity with the party responsible for conducting it.
To complete the table, click on the blank section you want to complete so that is highlighted in red, and then click on the applicable text from the options below. Alternatively, drag and drop each option to the appropriate blank section.
In the context of a second-party audit, match the activity with the party responsible for conducting it.
To complete the table, click on the blank section you want to complete so that is highlighted in red, and then click on the applicable text from the options below. Alternatively, drag and drop each option to the appropriate blank section.
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Question #9
On behalf of organization ‘ABC’, you are preparing a second-party audit of the quality management system of an external provider ‘XYZ’.
‘XYZ’has already sent to you a list with all documented procedures and work instructions related to the services provided to ‘ABC’ (a quality manual is not included in the list).
To complete the audit planning which additional information would you ask to XYZ to submit? (Choose four).
‘XYZ’has already sent to you a list with all documented procedures and work instructions related to the services provided to ‘ABC’ (a quality manual is not included in the list).
To complete the audit planning which additional information would you ask to XYZ to submit? (Choose four).
- AXYZ’s organizational structure
- BThe list of risks and opportunities determined by XYZ
- CInformation to understand XYZ’s operations
- DThe results of XYZ’s last internal audit
- EA description of responsibilities and authorities of the key roles of XYZ
- FThe number of personnel involved in activities related to the quality management system
- GThe results of the last two management reviews
- HThe quality manual
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Question #10
You have been nominated audit team leader of a third-party audit. Which of the following could be the two most relevant objectives of this audit?
- AEvaluate the capability of the management system to establish and achieve objectives
- BEvaluate the benefits obtained since the implementation of the management system
- CEvaluate the satisfaction of interested parties
- DIdentify opportunities for improvement
- EIdentify the need for resources
- FEvaluate the effectiveness of the management system
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